5 October 2010
Washington, DC-The Commodity Futures Trading Commission (CFTC) has filed and settled at the same time an action to withdraw the endorsements of Core capital management, Inc. (Keystone), Redwood City, Calif.kernel is registered with the CFTC from 18 October 2002, as a Commodity Trading Advisor (CTA) and a Commodity Pool operator (CPO).
The CFTC is based on the findings of the Securities and Exchange Commission (SEC) that core breach scam fraud provisions of the investment advisers act of 1940.
To the CFTC, filed on 30 September 2010, finds that core of entries as a CTA and CPO is subject to withdrawal pursuant to the law on the exchange of Commodity based SEC indicating that core capital involved in willful, fraudulent behavior.
The CFTC Division of enforcement personnel responsible for this situation is James Deacon, Banar Kathleen, Rick Glaser and Richard b. Wagner.
Last updated: October 5, 2010
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